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Derek James Vander schaaf

Fidelity Brokerage Services LLC

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About Derek James Vander schaaf

Derek Vander schaaf is a financial advisor with over 15 years of experience in the financial services industry. Derek is currently registered with Fidelity Brokerage Services LLC. Previously, Derek worked at Wells Fargo Clearing Services, LLC, Ally Invest Securities LLC, Vanguard Marketing Corporation, and E*TRADE Securities LLC. Derek has a broad range of experience providing financial advice to individuals and families. Derek is committed to helping clients achieve their financial goals.

Firm Information

Derek Vander schaaf is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Vander schaaf’s Registration & Firm History

RI

11/29/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MO

04/15/2021 - 09/10/2021

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

NC

07/01/2019 - 01/21/2021

ALLY INVEST SECURITIES LLC (Charlotte NC)

NC

08/20/2008 - 05/17/2019

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

NC

02/13/2007 - 07/14/2008

E*TRADE SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 04/09/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Derek James Vander schaaf.
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