Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Shaver is a financial advisor with LPL Financial LLC in Fairmont, Minnesota. Derek has been in the financial industry since 2006. Derek is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Derek is also registered with the state of Minnesota and other states. Derek holds Series 7, Series 63, and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MN
02/14/2018 - Present
LPL Financial LLC (FAIRMONT MN)
MN
07/01/2008 - 02/14/2018
SII INVESTMENTS, INC. (FAIRMONT MN)
MN
11/10/2006 - 07/08/2008
PRINCOR FINANCIAL SERVICES CORPORATION (NEW ULM MN)
BOTH
Issued 04/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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