Unclaimed
Derek James Piccinich is a registered representative associated with UBS Securities LLC. Derek joined the firm on August 19, 2022. Derek has passed the Series 79TO and SIE exams. UBS Securities LLC is a broker dealer registered with FINRA and is not an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/19/2022 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Derek Piccinich is the right advisor for you? Invested Better is here to help.