Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Motto is a financial advisor who has been in the industry since 2002. Derek is currently registered with Independent Advisor Alliance, LLC and is a registered investment advisor in the state of North Carolina. Derek has previously worked with Equitable Advisors, LLC, Equitable Distributors, LLC, Brighthouse Securities, LLC, MetLife Investors Distribution Company, MetLife Securities, Inc, New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., Metropolitan Life Insurance Company, Citizens Investment Services Corp., and Fidelity Brokerage Services LLC. Derek provides financial planning, pension consulting, educational seminars, and portfolio management services. Derek specializes in working with high net worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/06/2023 - Present
Independent Advisor Alliance, LLC (Charlotte NC)
NC
03/19/2020 - 02/08/2022
EQUITABLE ADVISORS, LLC (CHARLOTTE NC)
NC
03/19/2020 - 02/04/2022
EQUITABLE DISTRIBUTORS, LLC (Charlotte NC)
NC
12/20/2016 - 11/08/2019
BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)
NC
04/05/2006 - 03/06/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
05/28/2004 - 06/30/2016
METLIFE SECURITIES, INC (CHARLOTTE NC)
NC
05/28/2004 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
MA
02/17/2006 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (BOSTON MA)
MA
05/28/2004 - 09/06/2013
WALNUT STREET SECURITIES, INC. (BOSTON MA)
NY
05/28/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
RI
02/20/2002 - 05/21/2004
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
RI
12/21/2000 - 03/28/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 01/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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