Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek James Herring is a financial advisor with Fidelity Brokerage Services LLC, registered with FINRA and the state of Florida. Derek has passed the Series 63, Series 7TO, and SIE exams. He is registered to sell securities in 53 states and territories. Derek joined Fidelity Brokerage Services LLC in December 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/23/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 01/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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