Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Froman is a registered representative with Pruco Securities, LLC. Derek is also a registered Investment Advisor Representative. Derek has been in the financial services industry since 2023. Derek has a series 66 and series 7TO and SIE license. Derek currently serves clients in Englewood, CO. Derek has also worked for First Command Brokerage Services, INC. in Aurora, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
CO
02/23/2024 - Present
Pruco Securities, LLC (ENGLEWOOD CO)
CO
07/03/2023 - 02/27/2024
FIRST COMMAND BROKERAGE SERVICES, INC. (AURORA CO)
BOTH
Issued 07/31/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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