Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Michael Serlet is an Investment Advisor Representative associated with Legacy Financial, Ltd. Derek has been in the financial industry for 10 years and has a Series 7, Series 66 and SIE license. Derek is located in Denver, Colorado and has been with Legacy Financial, Ltd. since 2016. Previously, Derek was with Waddell & Reed in Denver from 2012 to 2016. Derek primarily works with individuals and has approximately $17.4 million in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/25/2016 - Present
Legacy Financial, Ltd. (DENVER CO)
CO
03/29/2012 - 08/19/2016
WADDELL & REED (DENVER CO)
BOTH
Issued 04/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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