Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Lee is a securities professional registered with FINRA and the state of New Hampshire. Derek holds the Series 63, Series 82TO, and SIE licenses. Derek is currently employed by Finalis Securities LLC. Derek has been active in the securities industry for over 1 year and has a focus on private securities offerings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/02/2023 - Present
Finalis Securities LLC (New York NY)
BC
Issued 10/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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