Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Willis is a financial professional with Mufg Securities Americas Inc. Derek is registered to offer securities in California and New York. Derek has passed the Series 7, Series 63, Series 79, and SIE exams. Derek’s professional experience includes experience in the investment banking field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/18/2024 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
BC
Issued 08/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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