Unclaimed
Derek Hayden Elwood is a financial advisor who has been in the industry since 2006. Derek is currently registered with State Farm VP Management Corp. and holds Series 6, 7, 63 and SIE licenses. Derek has previously been associated with firms such as Terra Nova Trading, L.L.C., PaineWebber Incorporated, American Express Financial Advisors Inc. and IDS Life Insurance Company. Derek has worked with individuals and families in the Eau Claire, WI area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
07/21/2008 - Present
State Farm VP Management Corp. (EAU CLAIRE WI)
NY
05/03/2000 - 04/20/2001
TERRA NOVA TRADING, L.L.C. (NEW YORK NY)
NJ
03/31/1998 - 02/25/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MN
06/28/1994 - 01/17/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/28/1994 - 01/17/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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