Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Hawk is a financial advisor with over 10 years of experience in the industry. Derek currently works with Wells Fargo Clearing Services, LLC, and is registered with the Financial Industry Regulatory Authority (FINRA) and several states, including Alabama, California, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, Mississippi, New Jersey, New Mexico, New York, North Carolina, Ohio, South Carolina, Tennessee, and Virginia. Derek has held previous roles with CETERA ADVISOR NETWORKS LLC, LPL FINANCIAL LLC, and EDWARD JONES. Derek holds the Series 66, Series 7, and SIE licenses. Derek is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/14/2018 - Present
Wells Fargo Clearing Services, LLC (GREENVILLE SC)
SC
01/04/2010 - 11/21/2018
CETERA ADVISOR NETWORKS LLC (SPARTANBURG SC)
SC
11/14/2018 - 11/15/2018
LPL FINANCIAL LLC (FORT MILL SC)
SC
04/14/2008 - 12/10/2009
EDWARD JONES (SPARTANBURG SC)
BOTH
Issued 04/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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