Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Hans Schicht is a financial advisor currently registered with First Trust Advisors LP in Wheaton, IL. Derek has been working in the financial services industry since July 25, 1998, and has held various roles with firms such as INVESCO DISTRIBUTORS, INC., VAN KAMPEN FUNDS INC., ING FINANCIAL ADVISERS, LLC, MFS FUND DISTRIBUTORS, INC., and Chase Investment Services Corp. Derek holds several licenses and designations, including Series 63, Series 65, Series 7, Series 4, and Series 24. Derek specializes in providing portfolio management for individuals, investment companies, and pooled investment vehicles. He also offers selection of other advisers and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
06/05/2015 - Present
First Trust Advisors LP (WHEATON IL)
IL
06/01/2010 - 06/02/2015
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
IL
02/26/2010 - 06/01/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IL
06/07/2007 - 10/16/2008
ING FINANCIAL ADVISERS, LLC (LISLE IL)
MA
11/04/2005 - 01/18/2007
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
IL
07/06/2005 - 10/25/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
05/24/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
02/21/2001 - 05/18/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IL
02/01/1999 - 02/08/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
07/31/1998 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
MI
11/19/1996 - 07/15/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
NJ
08/21/1996 - 10/23/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
IA
Issued 03/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2000
Series 4 - Registered Options Principal Examination
BC
Issued 04/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Schicht is the right advisor for you? Invested Better is here to help.
