Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek McLean is a financial advisor registered with Cetera Investment Advisers LLC. Derek is a highly experienced professional with over 30 years in the industry. Derek has been registered with the state of California since 1991, also holding licenses in 19 additional states. Derek is currently registered with Cetera Investment Advisers LLC, and has previously worked for First Allied Securities, Inc., FFP Securities, Inc., Planner's Independent Management, Inc., and First American National Securities, Inc.. Derek McLean has passed a number of professional exams, including the Series 6, Series 7, Series 26, Series 63, and Series 65 exams, and holds a current Series 99TO. Derek McLean is a licensed insurance agent, and is an Investment Advisor Representative with Orange Capital Management Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (ORANGE CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ORANGE CA)
CA
02/14/1991 - 05/30/2008
FFP SECURITIES, INC. (ORANGE CA)
CA
05/10/1990 - 03/27/1991
PLANNER'S INDEPENDENT MANAGEMENT, INC. (SAN MARCOS CA)
GA
05/10/1989 - 08/08/1990
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 05/21/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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