Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Gregory Cohen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Derek holds Series 7TO, Series 63, Series 6, Series 65 and SIE licenses and has been in the industry since 2001. Derek was previously employed by BOFA Securities, Inc. and BANC OF AMERICA INVESTMENT SERVICES, INC.. Derek has experience working with individuals, corporations, insurance companies, charitable organizations, investment companies, pension and profit-sharing plans, and state or municipal government entities. Derek specializes in portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILMINGTON NC)
NY
11/08/2019 - 01/18/2022
BOFA SECURITIES, INC. (NEW YORK NY)
MA
05/07/2004 - 04/28/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
10/15/2001 - 04/27/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
08/24/1993 - 06/09/1994
PRUCO SECURITIES CORPORATION
IA
Issued 12/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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