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Derek Greenberg

Maxim Group LLC

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About Derek Greenberg

Derek Greenberg is a financial professional with Maxim Group LLC. Derek holds the Series 7TO and SIE licenses. Derek has been in the industry since January 2023.

Firm Information

Derek Greenberg is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Greenberg’s Registration & Firm History

NY

01/09/2023 - Present

Maxim Group LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/09/2023

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2022

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Derek Greenberg.
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