Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Gordon Herbert is a financial professional with over 16 years of experience in the industry. Derek is currently registered with Stifel, Nicolaus & Company, Inc. and has previously held positions with MILLER BUCKFIRE & CO., LLC, MORGAN STANLEY & CO. INCORPORATED, and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Derek has a broad range of experience in the financial services industry and holds the Series 7, Series 24, Series 63, and Series 79TO licenses. Derek is registered with the state of New York and has obtained licenses in 53 additional states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/11/2012 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
11/19/2009 - 03/20/2012
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
NY
06/07/2006 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
02/08/1999 - 07/21/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 03/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Derek Herbert is the right advisor for you? Invested Better is here to help.
