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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Johnston is a financial advisor with Wells Fargo Clearing Services, LLC. Derek has been in the industry since 1996. Derek is licensed in Oklahoma and Texas, and registered to provide investment advisory services in Texas and Oklahoma. Derek has also been registered to provide investment advisory services in a number of other states including California, Colorado, Delaware, Florida, Hawaii, Idaho, New York, Oklahoma, and Texas. In addition to working with Wells Fargo Clearing Services, LLC, Derek has previously worked with Morgan Stanley and Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
04/06/2023 - Present
Wells Fargo Clearing Services, LLC (TULSA OK)
OK
11/30/2018 - 05/03/2023
MORGAN STANLEY (Tulsa OK)
OK
09/23/2005 - 12/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TULSA OK)
NY
09/07/2001 - 09/30/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/30/1996 - 10/22/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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