Unclaimed
Derek Gates Dieterich is a financial advisor with over 20 years of experience in the industry. Derek currently works with Cetera Investment Advisers LLC, a firm with a national reach. In addition to being a financial advisor, Derek is also a sports official and referee. Derek has a strong track record of success in providing financial planning, portfolio management, and investment advice to a wide range of clients, including individuals, families, businesses, and retirement plans. Derek is committed to providing his clients with personalized and comprehensive financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
04/30/2018 - Present
Cetera Investment Advisers LLC (SWEETWATER TN)
TN
02/17/2016 - 07/28/2016
LINCOLN FINANCIAL SECURITIES CORPORATION (KNOXVILLE TN)
TN
08/24/2011 - 02/18/2016
PURSHE KAPLAN STERLING INVESTMENTS (KNOXVILLE TN)
TN
09/22/2009 - 04/15/2010
LPL FINANCIAL CORPORATION (KNOXVILLE TN)
TN
06/05/2009 - 09/04/2009
NATIONWIDE SECURITIES, LLC (LAFOLLETTE TN)
TN
01/29/2001 - 04/07/2009
FIRST TENNESSEE BROKERAGE, INC. (KNOXVILLE TN)
TN
04/20/1999 - 01/09/2000
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
NA
03/29/1999 - 04/20/1999
SECURITIES SERVICE NETWORK, INC.
WI
05/06/1998 - 03/26/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
04/29/1997 - 10/10/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
04/29/1997 - 10/10/1997
IDS LIFE INSURANCE COMPANY
BC
Issued 4/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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