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Derek Gates Dieterich

Cetera Investment Advisers LLC

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About Derek Gates Dieterich

Derek Gates Dieterich is a financial advisor with over 20 years of experience in the industry. Derek currently works with Cetera Investment Advisers LLC, a firm with a national reach. In addition to being a financial advisor, Derek is also a sports official and referee. Derek has a strong track record of success in providing financial planning, portfolio management, and investment advice to a wide range of clients, including individuals, families, businesses, and retirement plans. Derek is committed to providing his clients with personalized and comprehensive financial advice to help them achieve their financial goals.

Firm Information

Derek Dieterich is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

401 N MAIN ST

SWEETWATER, TN 37874

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Dieterich’s Registration & Firm History

TN

04/30/2018 - Present

Cetera Investment Advisers LLC (SWEETWATER TN)

TN

02/17/2016 - 07/28/2016

LINCOLN FINANCIAL SECURITIES CORPORATION (KNOXVILLE TN)

TN

08/24/2011 - 02/18/2016

PURSHE KAPLAN STERLING INVESTMENTS (KNOXVILLE TN)

TN

09/22/2009 - 04/15/2010

LPL FINANCIAL CORPORATION (KNOXVILLE TN)

TN

06/05/2009 - 09/04/2009

NATIONWIDE SECURITIES, LLC (LAFOLLETTE TN)

TN

01/29/2001 - 04/07/2009

FIRST TENNESSEE BROKERAGE, INC. (KNOXVILLE TN)

TN

04/20/1999 - 01/09/2000

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

NA

03/29/1999 - 04/20/1999

SECURITIES SERVICE NETWORK, INC.

WI

05/06/1998 - 03/26/1999

INVEST FINANCIAL CORPORATION (APPLETON WI)

NA

04/29/1997 - 10/10/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

NA

04/29/1997 - 10/10/1997

IDS LIFE INSURANCE COMPANY

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Licenses & Designations

BC

Issued 4/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Gates Dieterich.
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