Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Galen Hassenpflug is a financial advisor with Ameriprise Financial Services, LLC. Derek has been in the financial services industry since 2001. Derek is registered with the state of Ohio as an investment advisor representative and has been registered with FINRA since 2009. Derek provides advisory services such as financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, publication of periodicals and asset allocation services. Derek has experience with Ameriprise Advisor Services, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Fort Washington Brokerage Services, Inc., H&R Block Financial Advisors, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
10/05/2009 - Present
Ameriprise Financial Services, LLC (Cincinnati OH)
OH
04/25/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (BLUE ASH OH)
OH
04/02/2007 - 04/28/2008
MORGAN STANLEY & CO. INCORPORATED (CINCINNATI OH)
OH
08/10/2004 - 04/02/2007
MORGAN STANLEY DW INC. (CINCINNATI OH)
OH
05/13/2003 - 07/20/2004
FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)
MI
08/24/2001 - 04/22/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
04/18/2001 - 08/22/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/18/2001 - 08/22/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2002
Series 4 - Registered Options Principal Examination
BC
Issued 07/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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