Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Frank Ciampini is a financial advisor with over 15 years of experience in the industry. Derek is currently registered with Raymond James & Associates, Inc. in New Haven, CT. Derek has held previous positions with Morgan Stanley, Ameriprise Financial Services, Inc., Securities America, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Derek has Series 7, 63 and 66 securities licenses, along with the SIE exam. Derek specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Derek's clients include individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, banking or thrift institutions, and pension and profit-sharing plans. Derek is also a real estate investor and owns and manages rental properties in New Haven, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/03/2019 - Present
Raymond James & Associates, Inc. (NEW HAVEN CT)
CT
12/13/2013 - 12/04/2019
MORGAN STANLEY (NEW HAVEN CT)
CT
05/01/2009 - 12/26/2013
AMERIPRISE FINANCIAL SERVICES, INC. (NEW HAVEN CT)
CT
07/13/2009 - 09/06/2011
SECURITIES AMERICA, INC. (NEW HAVEN CT)
CT
08/19/2005 - 05/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW HAVEN CT)
MO
04/16/2004 - 08/25/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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