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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Fenn Vanvliet is a financial advisor with Equitable Advisors, LLC based in Rochester, New York. Derek has been in the industry since 2014 and holds a number of licenses and certifications. Derek is registered with the state of New York and has previously worked for Salomon Smith Barney, Inc., Deutsche Morgan Grenfell, Inc., and The Bank Street Group L.L.C. Derek works with individuals, families, and businesses to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/29/2023 - Present
Equitable Advisors, LLC (ROCHESTER NY)
CT
12/09/2004 - 06/18/2007
THE BANK STREET GROUP L.L.C. (STAMFORD CT)
NY
05/26/1998 - 12/31/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/26/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
11/27/1996 - 05/14/1998
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
BOTH
Issued 10/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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