Unclaimed
Derek Nickerson is a registered representative at Northwestern Mutual Investment Services, LLC, where Derek has been employed since May 2016. Derek earned a Series 66 license in September 2016 and also holds a Series 7 license. Derek is registered to provide investment advice in 32 states, including Arizona, California, Colorado, and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NH
09/12/2016 - Present
Northwestern Mutual Investment Services, LLC (MANCHESTER NH)
BOTH
Issued 09/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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