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Derek Eustace Bartkow

Nylife Securities LLC

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About Derek Eustace Bartkow

Derek Eustace Bartkow is a financial advisor with Nylife Securities LLC. Derek has been in the financial services industry since August 9, 2007 and has experience with both retail and institutional clients. Derek has a strong background in investments, including variable contracts and investment company products. Derek is a licensed Series 6, 7, 63 and 65 representative. Derek is also licensed in New York.

Firm Information

Derek Bartkow is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Bartkow’s Registration & Firm History

NY

03/31/2023 - Present

Nylife Securities LLC (MELVILLE NY)

NY

08/05/2005 - 12/16/2011

LPL FINANCIAL LLC (GARDEN CITY NY)

NY

09/03/1996 - 06/08/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

GA

03/01/1996 - 09/17/1996

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 10/01/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/16/2022

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1996

Series 7 - General Securities Representative Examination

BC

Issued 02/02/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Derek Eustace Bartkow. Review regulatory record here.
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