Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Murphy is a securities professional with over 15 years of experience in the financial services industry. Derek currently works at Mizuho Securities USA LLC, where he has been employed since June 2011. Previously, Derek worked at Credit Suisse Securities (USA) LLC from March 2008 to June 2011. Derek holds the Series 7, Series 63, Series 99TO and SIE licenses. Derek is registered to sell securities in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/28/2011 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/20/2008 - 06/06/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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