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Derek Edward Gadbois

Fidelity Brokerage Services LLC

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About Derek Edward Gadbois

Derek Edward Gadbois is a financial professional with over 27 years of experience in the financial services industry. Derek currently works at Fidelity Brokerage Services LLC, where he has been since January 2008. Derek has passed the Series 6, 7, 26, and 63 exams. Derek also holds registrations in 15 states. Prior to joining Fidelity Brokerage Services LLC, Derek worked at Fidelity Investments Institutional Services Company, Inc. for 12 years. Derek has a proven track record of helping clients achieve their financial goals.

Firm Information

Derek Gadbois is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Gadbois’s Registration & Firm History

NH

01/01/2008 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

MA

06/07/1996 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

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Licenses & Designations

BC

Issued 06/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2005

Series 7 - General Securities Representative Examination

BC

Issued 06/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Derek Edward Gadbois.
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