Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Edward Archey is a financial advisor at The Leaders Group, Inc. Derek has been a registered representative since April 2001 and has been in the financial industry since April 2001. Derek holds FINRA Series 6 and 63 licenses. Derek currently is registered in 11 states: Arizona, California, Florida, Louisiana, Michigan, Missouri, New York, North Carolina, Ohio, Tennessee, and Virginia. Derek has previous experience with SAGEPOINT FINANCIAL, INC. and TRANSAMERICA FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/03/2017 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MI
01/31/2014 - 12/31/2016
SAGEPOINT FINANCIAL, INC. (TROY MI)
MI
01/10/2013 - 02/05/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (TROY MI)
MI
09/04/2009 - 12/31/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (TROY MI)
MI
04/10/2001 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (TROY MI)
BC
Issued 05/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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