Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Jett is a financial advisor with Wells Fargo Clearing Services, LLC. Derek has been in the financial services industry since 1998. Derek is registered with the state of Texas. Derek holds the Series 7, Series 9, Series 10, Series 31, and SIE licenses. Derek is also a Certified Financial Planner. Derek works out of the Denton, TX office. Previously, Derek worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/02/2009 - Present
Wells Fargo Clearing Services, LLC (DENTON TX)
TX
02/13/2001 - 12/01/2009
UBS FINANCIAL SERVICES INC. (FT. WORTH TX)
NY
10/14/1998 - 02/22/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/15/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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