Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Duhon Finney is a financial advisor with LPL Financial LLC. Derek has been in the financial industry since 2018. Derek is registered with the state of Pennsylvania and holds the Series 6, Series 7, and Series 63 securities licenses, as well as the Series 65 investment advisory license. Derek is a dedicated advisor who is committed to helping clients achieve their financial goals. Derek offers financial planning, portfolio management, and investment advisory services. Derek has a strong understanding of the financial markets and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
PA
12/09/2022 - 12/08/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Moon Township PA)
PA
11/23/2022 - 12/09/2022
CANTELLA & CO., INC. (Moon Township PA)
PA
08/19/2019 - 11/08/2022
PNC INVESTMENTS (PITTSBURGH PA)
PA
05/23/2018 - 05/31/2019
HEFREN-TILLOTSON, INC. (WEXFORD PA)
PA
10/06/2017 - 04/16/2018
NYLIFE SECURITIES LLC (PITTSBURGH PA)
IA
Issued 10/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/06/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Finney is the right advisor for you? Invested Better is here to help.
