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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Douglas Swanner is a financial advisor currently registered with Ameriprise Financial Services, LLC. Derek has been in the financial industry since 2008 and holds both Series 7 and Series 66 licenses. He specializes in providing financial planning, asset allocation services, and portfolio management for individuals and businesses. Derek has previously worked with American Enterprise Investment Services Inc. in Minneapolis, MN, Quasar Distributors, LLC in Portland, ME, and BlackRock Investments, LLC in Princeton, NJ. Derek is currently licensed and registered in over 20 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/25/2023 - Present
Ameriprise Financial Services, LLC (RED BANK NJ)
MN
01/27/2022 - 12/20/2022
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
ME
03/06/2013 - 04/29/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NJ
04/24/2008 - 12/12/2012
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
BOTH
Issued 09/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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