Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek-dion? Claim Your ProfileDerek-Dion Dell Lee is a financial advisor with LPL Financial LLC. Derek-Dion has been in the financial services industry since 2014. Derek-Dion is registered to provide investment advice in the states of Arizona, California, Georgia, Illinois, Mississippi, Nevada, Ohio, Oregon, Texas, and Washington. Derek-Dion is also registered with FINRA as a General Securities Representative. Derek-Dion has a Series 3, Series 7, Series 63, and Series 65 license. Derek-Dion previously worked for Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
11/13/2024 - Present
LPL Financial LLC (Sequim WA)
WA
02/23/2023 - 06/15/2023
PARK AVENUE SECURITIES LLC (SEQUIM WA)
BC
Issued 03/11/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/13/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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