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Derek Dennis Middleton

Kovack Advisors, Inc.

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About Derek Dennis Middleton

Derek Dennis Middleton is a financial advisor with over 30 years of experience in the industry. Derek has worked at several financial institutions before joining Kovack Advisors, Inc. in 2011. Derek is currently registered as an Investment Advisor Representative in Michigan. Derek specializes in providing financial planning and investment advice, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Derek Middleton is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Middleton’s Registration & Firm History

FL

08/15/2011 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

MI

07/26/2011 - 12/10/2018

KOVACK SECURITIES INC. (Buchanan MI)

MI

04/01/2005 - 07/26/2011

ING FINANCIAL PARTNERS, INC. (NILES MI)

MN

11/10/1992 - 03/30/2005

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/10/1992 - 03/30/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NE

02/21/2002 - 03/29/2005

SECURITIES AMERICA, INC. (LAVISTA NE)

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Licenses & Designations

BC

Issued 09/10/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Derek Dennis Middleton. Review regulatory record here.
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