Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Simkowitz is a financial advisor with Raymond James Financial Services Advisors, Inc., registered with the state of Maine since February 2017. Derek has been in the financial services industry since April 2007 and has a strong background in providing financial planning and investment management services to individuals, businesses, and retirement plans. Derek is also a Vice President at Androscoggin Bank. Derek holds Series 6, 7, 63, and 65 licenses and the SIE exam. Derek and Raymond James Financial Services Advisors, Inc. provide a wide range of financial services, including financial planning, investment management, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ME
05/23/2018 - Present
Raymond James Financial Services Advisors, Inc. (GRAY ME)
ME
06/28/2016 - 02/16/2017
INVEST FINANCIAL CORPORATION (GRAY ME)
ME
10/16/2015 - 06/29/2016
LPL FINANCIAL LLC (KENNEBUNK ME)
ME
09/24/2012 - 10/16/2015
CETERA INVESTMENT SERVICES LLC (KENNEBUNK ME)
ME
04/03/2007 - 09/19/2012
LPL FINANCIAL LLC (SPRINGVALE ME)
IA
Issued 07/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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