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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek David Rosenberg is a financial advisor registered with Ameriprise Financial Services, LLC. Derek has been in the industry since January 1998. Derek's registrations include Series 7, Series 10, Series 31, Series 63, and Series 65 licenses. Derek has been registered with Ameriprise Financial Services, LLC since November 2018. Previously, Derek was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and A. G. Edwards & Sons, Inc. Derek holds a current registration with Ameriprise Financial Services, LLC for the state of Nevada. Derek is also registered with the state of Montana as an Investment Advisor Representative. Derek is also registered with the state of Texas as an Investment Advisor Representative. Derek is registered with Ameriprise Financial Services, LLC in their Las Vegas branch office. The firm offers a variety of financial services including financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
02/22/2022 - Present
Ameriprise Financial Services, LLC (Las Vegas NV)
NV
03/08/2010 - 12/04/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
NV
06/01/2009 - 03/11/2010
MORGAN STANLEY SMITH BARNEY (LAS VEGAS NV)
NV
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
NV
06/30/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
NV
01/09/1998 - 07/05/2006
A. G. EDWARDS & SONS, INC. (LAS VEGAS NV)
IA
Issued 08/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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