Unclaimed
Derek Daniel Dales is a financial professional with over 15 years of experience in the industry. Derek is currently registered with Metlife Investors Distribution Co. in West Des Moines, IA. Derek has previously held positions at NEW ENGLAND SECURITIES and METLIFE SECURITIES INC.. Derek holds the Series 6 and Series 26 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
11/21/2007 - Present
Metlife Investors Distribution Co. (WEST DES MOINES IA)
IA
11/21/2007 - 12/08/2014
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
IA
08/30/2010 - 03/13/2014
METLIFE SECURITIES INC. (WEST DES MOINES IA)
BC
Issued 05/13/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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