Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Maltbie is a financial advisor with over 20 years of experience in the financial services industry. Derek is currently registered with First Trust Portfolios LP. Derek has previously worked for Guggenheim Funds Distributors, LLC and Van Kampen Funds Inc. Derek holds the Series 7, Series 6, and Securities Industry Essentials (SIE) licenses. Derek has experience in a variety of financial services products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/23/2014 - Present
First Trust Portfolios LP (WHEATON IL)
IL
04/25/2005 - 07/18/2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (LISLE IL)
TX
01/01/1996 - 04/19/2005
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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