Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Curtis Raphael is a financial professional with over 5 years of experience in the securities industry. Derek is currently registered with Nylife Securities LLC. Derek holds the Series 99 and SIE licenses. Derek has been working in the industry since May 13, 2013 and is currently active in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/14/2013 - Present
Nylife Securities LLC (SAN JOSE CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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