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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Craig Bailey is an investment advisor representative with LPL Financial LLC, with over 17 years of experience in the industry. Derek Bailey has been registered with the Securities and Exchange Commission since 2012 and has passed the Series 6, 7, 63 and 66 exams. Derek Bailey is currently registered to provide investment advice in Connecticut, Florida, New Hampshire, New Jersey, New York, South Carolina, Texas, and Virginia. Derek Bailey also has previous experience with HSBC Securities (USA) Inc., Key Investment Services LLC, First Investors Corporation, and Essex National Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (NANUET NY)
NY
10/30/2013 - 01/27/2017
KEY INVESTMENT SERVICES LLC (NANUET NY)
NY
05/18/2012 - 11/13/2013
LPL FINANCIAL LLC (NANUET NY)
NY
04/27/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (NANUET NY)
CA
02/07/2005 - 03/18/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NJ
02/25/2003 - 01/12/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 07/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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