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Derek Christopher Thompson

Transamerica Financial Advisors, Inc.

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About Derek Christopher Thompson

Derek Christopher Thompson is a registered representative with Transamerica Financial Advisors, Inc. Derek has been in the financial services industry since 2013. Derek is also an Investment Advisor Representative in Louisiana, New Jersey and New York. Derek has experience with J.P. Morgan Securities LLC, Woodstock Financial Group, Inc., BlackBook Capital LLC, Blackwall Capital Markets, Inc. and Reid & Rudliger LLC.

Firm Information

Derek Thompson is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Thompson’s Registration & Firm History

NY

05/11/2021 - Present

Transamerica Financial Advisors, Inc. (NEW YORK NY)

NY

04/05/2016 - 01/13/2017

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

04/01/2014 - 12/28/2015

WOODSTOCK FINANCIAL GROUP, INC. (NEW YORK NY)

NJ

03/04/2014 - 03/07/2014

BLACKBOOK CAPITAL LLC (HILLSIDE NJ)

NY

12/11/2013 - 02/28/2014

BLACKWALL CAPITAL MARKETS, INC. (NEW YORK NY)

NY

11/06/2013 - 12/03/2013

REID & RUDIGER LLC (NEW YORK NY)

NJ

01/14/2013 - 07/12/2013

PRUCO SECURITIES, LLC. (ISELIN NJ)

NY

02/03/2011 - 03/28/2011

MML INVESTORS SERVICES, LLC (NEW YORK NY)

NJ

06/17/2009 - 10/02/2009

PHD CAPITAL (PRINCETON NJ)

NY

01/01/2007 - 04/15/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/27/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Christopher Thompson.
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