Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Charles Degrass is a financial advisor registered with UBS Financial Services Inc., headquartered in Weehawken, NJ. Derek has been working in the financial services industry since August 2004. Derek holds the Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE exam. In addition to being registered in North Carolina, Derek is also registered as a resident Investment Advisor Representative in Texas. Derek focuses on providing financial planning, pension consulting, educational seminars, security ratings, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
11/24/2015 - Present
UBS Financial Services Inc. (ROCKLAND MA)
MA
06/01/2009 - 06/21/2013
MORGAN STANLEY (NORWELL MA)
MA
04/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NORWELL MA)
NC
08/23/2004 - 04/29/2008
CITIGROUP GLOBAL MARKETS INC. (GREENSBORO NC)
IA
Issued 09/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Derek Degrass is the right advisor for you? Invested Better is here to help.
