Unclaimed
Derek Charles Bailey is a financial advisor with Empower Advisory Group, LLC. Derek has been in the financial industry since June 10, 2001. Derek is registered with the state of South Carolina. Derek holds the Series 63, Series 26, Series 7 and SIE licenses. Derek has been with Empower Advisory Group, LLC since November 20, 2018. Prior to that, Derek worked at Securian Financial Services, Inc. Derek also holds the Chartered Financial Consultant designation. Derek's specializations include Retirement Planning, Investments and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
11/20/2018 - Present
Empower Advisory Group, LLC (COLUMBIA SC)
TN
01/30/2017 - 10/24/2018
SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)
CT
10/24/2013 - 10/04/2016
SYMETRA SECURITIES, INC. (FARMINGTON CT)
TN
02/13/2013 - 07/03/2013
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
06/29/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
09/27/2000 - 06/16/2004
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
BC
Issued 12/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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