Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Adnams is a financial advisor with Fidelity Personal and Workplace Advisors. Derek has been working in the financial services industry since 2003. Derek is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Derek has a strong background in financial planning, portfolio management, and investment advisory services. Derek is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/08/2025 - Present
Fidelity Personal AND Workplace Advisors (CHAPPAQUA NY)
NY
02/23/2021 - 12/20/2021
WELLS FARGO CLEARING SERVICES, LLC (SPRING VALLEY NY)
NJ
09/11/2019 - 01/11/2021
TD AMERITRADE, INC. (SHORT HILLS NJ)
NY
05/20/2015 - 01/31/2018
SCOTTRADE, INC. (FISHKILL NY)
NJ
03/01/2012 - 01/15/2013
NFP SECURITIES, INC. (CRANFORD NJ)
NY
09/27/2011 - 01/30/2012
TOUCHSTONE SECURITIES, INC. (GOSHEN NY)
NY
11/05/2009 - 09/20/2011
NYLIFE SECURITIES LLC (NEW WINDSOR NY)
MA
07/02/2009 - 10/19/2009
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
12/18/2007 - 10/19/2009
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
01/19/2006 - 09/13/2007
MML DISTRIBUTORS, LLC (ENFIELD CT)
IA
12/03/2004 - 01/03/2006
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CT
06/13/2003 - 11/15/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NJ
12/13/2002 - 06/13/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/14/1999 - 12/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 05/27/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/10/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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