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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Chalfant is an active investment advisor representative. Derek has been in the industry since 2007. Derek is registered with Cetera Investment Advisers LLC in South Carolina and Texas. Derek previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, UVEST Financial Services Group, Inc. and Raymond James Financial Services, Inc.
LAKE WYLIE, SC
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
10/17/2024 - Present
Cetera Investment Advisers LLC (LAKE WYLIE SC)
NC
01/10/2022 - 06/27/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
SC
02/03/2010 - 12/02/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
05/11/2011 - 11/15/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
FL
10/11/2007 - 01/20/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
BOTH
Issued 2/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/26/2022
Series 4 - Registered Options Principal Examination
BC
Issued 4/1/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/31/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/9/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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