Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Fan is a financial advisor with over 12 years of experience in the industry. He has a strong understanding of the financial markets and is dedicated to providing personalized financial advice to his clients. Derek is currently registered with Franklin Distributors, LLC. He is also registered as a broker-dealer in all 50 states and the District of Columbia. Previously, Derek worked at Allianz Global Investors Distributors LLC in Newport Beach, California. Derek has a diverse set of credentials, including the Series 3, 7, 24, 63, and 66 exams. He is also a SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/14/2013 - Present
Franklin Distributors, LLC (PASADENA CA)
CA
10/23/2007 - 05/20/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 06/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2007
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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