Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Carter is a financial advisor with Equity Services, Inc. Derek has been in the financial services industry for over 10 years and has experience in various aspects of wealth management, including financial planning, portfolio management, and insurance sales. Derek has been registered with FINRA and the state of Virginia since 2019. He holds the Series 7 and Series 66 securities licenses, as well as the SIE exam. Prior to joining Equity Services, Inc., Derek worked for AXA Advisors, LLC, and Wells Fargo Advisors, LLC. Derek is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/23/2019 - Present
Equity Services, Inc. (ROANOKE VA)
VA
07/18/2016 - 07/09/2019
AXA ADVISORS, LLC (ROANOKE VA)
VA
09/17/2015 - 11/11/2015
GENEOS WEALTH MANAGEMENT, INC. (ROANOKE VA)
VA
10/17/2012 - 06/06/2014
WELLS FARGO ADVISORS, LLC (LEXINGTON VA)
NY
01/28/2000 - 08/20/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 11/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Carter is the right advisor for you? Invested Better is here to help.
