Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Bentley is a registered representative of Solomon Partners Securities, LLC, in New York, NY. Derek has been in the industry since October 2006 and has passed Series 7, 24, 63, 79TO, and SIE exams. Derek has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Nomura Securities International, Inc., and Nomura Greentech Capital Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/07/2024 - Present
Solomon Partners Securities, LLC (NEW YORK NY)
NY
04/01/2020 - 05/22/2024
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/05/2012 - 04/05/2021
NOMURA GREENTECH CAPITAL ADVISORS, LLC (NEW YORK NY)
NY
10/03/2006 - 09/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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