Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek B. Thornhill is a financial professional with over 23 years of experience in the industry. Derek is currently registered with J.P. Morgan Securities LLC as an investment advisor representative in Florida and Texas. Prior to joining J.P. Morgan Securities LLC, Derek was a registered representative with UBS Securities LLC in Florida and previously with RBC Capital Markets, LLC in California. Derek has a wide range of experience and holds several industry certifications, including the Series 7, 63, 24, 57TO, and 65 licenses. Derek provides financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
03/29/2024 - Present
J.p. Morgan Securities LLC (Palm Beach FL)
FL
01/04/2018 - 10/16/2023
UBS SECURITIES LLC (Aventura FL)
CA
05/26/2010 - 11/08/2017
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
07/03/2008 - 03/24/2010
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
CA
04/29/2008 - 06/26/2008
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
04/13/1999 - 02/22/2008
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
IA
Issued 03/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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