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Derek Antonio Cornelius

Advanced Strategies Broker Dealer LLC

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About Derek Antonio Cornelius

Derek Antonio Cornelius is a registered representative with Advanced Strategies Broker Dealer LLC. Derek has been in the securities industry since August 6, 1998. Derek has been associated with Advanced Strategies Broker Dealer LLC since October 2, 2019. Derek's previous employers include Lincoln Financial Securities Corporation and USAllianz Securities, Inc.. Derek holds the following licenses and certifications: Series 63, Series 6 and SIE. Derek is registered in the following states: North Carolina and South Carolina.

Firm Information

Derek Cornelius is currently registered with Advanced Strategies Broker Dealer LLC. Advanced Strategies Broker Dealer LLC is a Limited Liability Company formed on June 4, 2012. The firm is registered in Georgia, North Carolina, South Carolina, Tennessee, and Texas. It holds one approved SEC registration and five approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Cornelius’s Registration & Firm History

TN

10/02/2019 - Present

Advanced Strategies Broker Dealer LLC (CHATTANOOGA TN)

NC

06/01/2007 - 10/08/2019

LINCOLN FINANCIAL SECURITIES CORPORATION (CHARLOTTE NC)

NC

05/28/2004 - 10/06/2006

USALLIANZ SECURITIES, INC. (CHARLOTTE NC)

GA

11/21/1997 - 05/05/2004

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 12/23/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Antonio Cornelius.
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