Unclaimed
Derek Anthony Cavaleiro is a financial professional with experience in the industry since 2015. Derek is currently registered with Fidelity Brokerage Services LLC. Derek holds a Series 63, Series 7, Series 9, and Series 10 license and is registered in 53 states. Derek's primary area of focus is brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
10/30/2015 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 11/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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