Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Anthony is a financial advisor with over 25 years of experience. Derek is registered with Charles Schwab & Co., Inc. in La Jolla, California. Derek is also a registered Investment Advisor, providing financial planning, and selection of other advisors. Derek has served clients at TD Ameritrade, Inc. in the past, and started his career at Charles Schwab & Co., Inc. in 1998. Derek has earned several securities licenses including Series 63, Series 66, Series 7, Series 9, and Series 10. Derek is also a licensed broker in several states. Derek is currently working with Charles Schwab & Co., Inc. and is a licensed broker in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
11/19/2003 - Present
Charles Schwab & CO., Inc. (La Jolla CA)
CA
09/01/2022 - 05/19/2024
TD AMERITRADE, INC. (La Jolla CA)
TX
02/05/1998 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 11/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/6/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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