Unclaimed
Derek Angelo Serrano is a financial professional with Bankers Life Securities, Inc. Derek has been in the industry since 2017 and holds the Series 7, Series 63, and Series 7TO licenses. Derek has prior experience working for Bankers Life Securities, Inc. in Brea, California. Derek's current registration is in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/19/2021 - Present
Bankers Life Securities, Inc. (Irvine CA)
CA
07/19/2017 - 03/22/2018
BANKERS LIFE SECURITIES, INC. (BREA CA)
BC
Issued 10/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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